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Securities Industry and Financial Markets Association
Results: 602

#	Item
331	MEMORANDUM TO: File Nos. SR-NSCC[removed]and SR-NSCC[removed]FROM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-27 13:31:26 Securities Bonds Securities Industry and Financial Markets Association Stock market U.S. Securities and Exchange Commission ACT Financial economics Investment Financial system
332	George Friedlander is a Managing Director and Chief Municipal Strategist with Citigroup Investment Research and Analysis. Mr. Friedlander is widely recognized as a leader in the municipal bond marketplace. He is widely q Add to Reading List Source URL: nationalpress.org Language: English - Date: 2013-12-10 14:21:46 Financial markets Bonds Securities Bond market Fixed income market Securities Industry and Financial Markets Association Municipal bond Bond Citigroup Financial economics Investment Finance
333	ASSET MANAGERS FORUM UPDATE FEBRUARY 2014 Add to Reading List Source URL: www.sifma.org Language: English - Date: 2014-02-28 08:51:35 Trade associations Bonds Securities Securities Industry and Financial Markets Association Stock market Collateral management American Machine and Foundry Operational risk Asset management Financial economics Investment Finance
334	SIFMA Executive Vice President Randy Snook Remarks as Prepared for SIFMA Municipal Bond Summit 2011 Add to Reading List Source URL: www.sifma.org Language: English - Date: 2011-09-27 08:17:28 Bonds Securities Securities Industry and Financial Markets Association Stock market Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal bond Financial adviser Bond Financial economics Finance Economics
335	November 15, 2013 Mr. Grant Boyken California Secure Choice Retirement Savings Program 915 Capitol Mall, Room 110 Sacramento, CA[removed]Via e-mail: [removed] Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 13:09:06 Employment compensation Internal Revenue Code Employee Retirement Income Security Act 403 Pension Securities Industry and Financial Markets Association 401 Employee benefit Retirement plans in the United States Financial economics Investment Finance
336	Business Continuity Planning (BCP) Add to Reading List Source URL: www.sifma.org Language: English - Date: 2013-04-24 15:56:11 Financial markets Trade associations Bonds Securities Securities Industry and Financial Markets Association Business continuity planning Business continuity Emergency management Preparedness Financial economics Investment Financial system
337	November/December[removed]UPCOMING EVENTS InvestWrite Essay Competition Nationwide The Securities Industry and Financial Markets Association Add to Reading List Source URL: www.occ.gov Language: English - Date: 2014-10-07 11:07:34 Investment Jump$tart Coalition for Personal Financial Literacy Financial literacy Securities Industry and Financial Markets Association National Endowment for Financial Education Financial adviser MoneySmart Financial Literacy Month Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Economics Finance
338	USCA Case #[removed]Document #[removed]Filed: [removed] Add to Reading List Source URL: www.stanford-antigua-sec-lawsuit.com Language: English - Date: 2013-05-22 17:37:59 Corporate crime Bonds Securities Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Securities Investor Protection Corporation Amicus curiae Financial economics Investment Finance
339	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-23 11:46:19 Financial system Self-regulatory organizations Financial markets 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Securities Industry and Financial Markets Association Financial economics United States securities law Investment
340	Advancing Financial Capability & Capital Markets Literacy Advancing Financial Capability Add to Reading List Source URL: www.sifma.org Language: English - Date: 2014-03-19 09:24:55 Stock market Securities Self-regulatory organizations Financial markets Bonds Securities Industry and Financial Markets Association Security Financial Industry Regulatory Authority Ameriprise Financial Financial economics Investment Financial system

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